The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Senior Internal Auditor (L3) at Zavmo or similar firm
Typically 3-5 years as a Senior AuditorSkills to master
- Leading small audit engagements, supervising junior staff, presenting findings to mid-level management, developing robust workpapers, and a solid grasp of core audit methodologies.
You're ready to move on when
- Consistently leading audits with minimal supervision.
- Receiving positive feedback on mentorship of junior colleagues.
- Demonstrating strong problem-solving skills and initiative.
- Proactively identifying process improvements or new risk areas.
- 2
External Audit Manager at a 'Big Four' or mid-tier accounting firm
Roughly 2-4 years as an External Audit ManagerSkills to master
- Managing client engagements, leading audit teams, reviewing financial statements, understanding complex accounting standards, and dealing with external client pressures.
You're ready to move on when
- Successfully managed a portfolio of audit clients.
- Strong track record of team leadership and development.
- Excellent client relationship management skills.
- A desire to move from compliance-focused external audit to more value-add internal audit.
- 3
Risk & Compliance Manager within Financial Services
Around 5-8 years in risk or compliance rolesSkills to master
- Deep understanding of regulatory requirements, risk frameworks, control design, and stakeholder management within a regulated environment. You'd need to pick up audit methodology fairly quickly.
You're ready to move on when
- Proven ability to identify, assess, and mitigate risks.
- Strong knowledge of relevant financial services regulations.
- Experience in designing or implementing internal controls.
- A clear interest in moving into an independent assurance function.