The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Senior Compliance Monitoring Specialist (Internal Promotion)
3-5 years as a Senior SpecialistSkills to master
- Leading complex monitoring reviews independently, effectively challenging control design, mentoring junior team members, and presenting findings to mid-level management. You'll need to show you can take initiative and own a workstream.
You're ready to move on when
- Consistently delivering high-quality monitoring reviews on time and with minimal supervision.
- Proactively identifying and proposing solutions for programme improvements.
- Demonstrating strong leadership potential by guiding and supporting less experienced colleagues.
- Building effective relationships with business stakeholders, even in challenging situations.
- 2
Internal Audit Senior / Manager (External Hire)
8-10 years in Internal AuditSkills to master
- Deep understanding of control testing methodologies, risk assessment frameworks, and issues management. Experience in audit report writing and presenting findings to senior management. You'll need to adapt your 'third line' perspective to a 'second line' proactive monitoring approach.
You're ready to move on when
- Proven ability to design and execute robust audit programmes.
- Strong analytical and critical thinking skills, with a focus on root cause analysis.
- Experience navigating complex organisational structures and influencing stakeholders.
- A genuine interest in moving from assurance to proactive compliance programme design.
- 3
Regulatory Consultant (External Hire)
8-12 years in regulatory consultingSkills to master
- Extensive knowledge of various regulatory frameworks, experience advising clients on compliance best practices, and strong project management skills. You'll need to transition from advising to hands-on programme design and leadership within a single firm.
You're ready to move on when
- Demonstrable expertise in specific regulatory domains relevant to our business.
- Experience in developing and implementing compliance solutions for clients.
- Strong client management and communication skills, adaptable to internal stakeholder relationships.
- A desire to build and own a compliance programme, rather than just provide advisory services.