The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Risk Governance Officer (L2)
2-3 yearsSkills to master
- Independent RCSA management, basic control testing, incident tracking, and effective stakeholder communication for routine tasks. Essentially, mastering the 'doing' before leading.
You're ready to move on when
- Consistently delivers high-quality work with minimal supervision.
- Proactively identifies and proposes solutions for routine issues.
- Receives positive feedback from business units on their engagement and support.
- Demonstrates a solid understanding of our core risk framework and processes.
- 2
Internal Auditor / Quality Assurance Specialist
3-5 yearsSkills to master
- Strong understanding of control effectiveness testing, audit methodologies, identifying process inefficiencies, and reporting findings. You'd need to shift from a 'finding' mindset to a 'preventing and designing' mindset.
You're ready to move on when
- Experience performing Test of Design (TOD) and Test of Operating Effectiveness (TOE).
- Ability to clearly articulate control weaknesses and their potential impact.
- A desire to move from assurance to proactive risk management and control design.
- Good understanding of different business processes and their inherent risks.
- 3
Compliance Specialist
3-5 yearsSkills to master
- Deep knowledge of specific regulatory requirements, policy interpretation, and compliance monitoring. You'd need to broaden your focus from specific regulations to the broader enterprise risk landscape.
You're ready to move on when
- Experience translating regulatory requirements into internal policies and controls.
- Ability to conduct compliance risk assessments and identify gaps.
- Strong analytical skills for interpreting complex legal and regulatory texts.
- A desire to apply compliance principles within a broader risk governance context.