The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Compliance Analyst / Specialist (L2)
3-5 yearsSkills to master
- End-to-end ownership of specific compliance processes (e.g., AML alert management), initial regulatory interpretation, basic control testing, and effective use of GRC platforms.
You're ready to move on when
- Consistently delivers high-quality work without significant supervision.
- Proactively identifies and resolves routine compliance issues.
- Begins to provide informal guidance to new joiners.
- Demonstrates a solid understanding of core regulatory frameworks relevant to our business.
- 2
Junior Legal Counsel (in-house)
2-4 yearsSkills to master
- Contract review, legal research, providing advice on specific legal issues, and understanding the commercial context of legal risk.
You're ready to move on when
- Successfully manages a caseload of legal matters with increasing autonomy.
- Provides clear, commercially-focused legal advice.
- Understands the interplay between legal risk and business objectives.
- Shows an interest in regulatory frameworks beyond pure contract law.
- 3
External Auditor / Consultant (Compliance focus)
3-6 yearsSkills to master
- Performing compliance audits, assessing control effectiveness, identifying regulatory gaps, and advising clients on remediation strategies.
You're ready to move on when
- Experience working with multiple clients across different regulatory regimes.
- Strong ability to identify and articulate compliance risks and control deficiencies.
- Excellent client-facing communication and report writing skills.
- A desire to move from an advisory role to an in-house implementation role.