The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Director/VP of Compliance (Global/Regional Head)
3-5 years in this role before CCOSkills to master
- Managing large, multi-jurisdictional teams, direct regulatory engagement at a senior level, P&L management for a significant compliance function, strategic planning for a business unit or region.
You're ready to move on when
- Successfully led a major regulatory remediation programme.
- Consistently received 'Good' or 'Satisfactory' ratings from regulators for your area of oversight.
- Developed and retained a high-performing leadership team within your function.
- Demonstrated ability to influence executive-level stakeholders on compliance matters.
- 2
Head of Financial Crime (Global)
3-5 years in this role before CCOSkills to master
- Deep expertise in AML/CTF/Sanctions, managing complex investigations, defending financial crime programmes to regulators, strategic oversight of financial crime technology and operations.
You're ready to move on when
- Successfully navigated a significant financial crime regulatory examination.
- Implemented major enhancements to the bank's AML/CTF framework.
- Demonstrated leadership in managing a large, global financial crime operation.
- Proven ability to translate complex financial crime risks into actionable business strategy.
- 3
Senior Regulatory Counsel (General Counsel's Office)
4-6 years in this role before CCOSkills to master
- Expert legal interpretation of financial regulations, managing complex litigation or enforcement actions, advising the Board on legal and regulatory risks, strong negotiation skills.
You're ready to move on when
- Successfully defended the bank in significant regulatory enforcement cases.
- Provided critical legal advice on major strategic initiatives with regulatory implications.
- Built strong relationships with external legal counsel and regulatory bodies.
- Demonstrated a deep understanding of the commercial implications of legal advice.