The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Recent Graduate (Finance/Law/Economics)
0-1 year post-graduationSkills to master
- Foundational regulatory knowledge, data analysis in Excel, attention to detail, clear communication.
You're ready to move on when
- Successfully completed relevant internships or projects.
- Strong academic record in a related discipline.
- Demonstrated interest in financial regulation and risk management.
- 2
Internal Transfer (from Operations/Client Services)
1-2 years in previous roleSkills to master
- Understanding of internal processes, system knowledge, client lifecycle, problem-solving.
You're ready to move on when
- Consistently high performance in a detail-oriented operational role.
- Proactive in identifying and escalating issues.
- Expressed a clear desire to move into a compliance function.
- 3
Paralegal / Legal Assistant
1-2 years in a legal support roleSkills to master
- Legal research, document review, attention to detail, understanding of legal frameworks.
You're ready to move on when
- Experience working with legal or regulatory documents.
- Strong organisational skills and ability to manage multiple tasks.
- Interest in applying legal principles to a business context.


