The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Compliance Analyst (L1)
2-3 yearsSkills to master
- Mastering the basics of due diligence, accurate data entry into GRC systems, clear internal communication, and understanding foundational compliance principles.
You're ready to move on when
- Consistently delivering accurate and timely results on all assigned tasks.
- Proactively identifying minor issues and suggesting solutions, rather than just reporting problems.
- Successfully managing a small, defined compliance process end-to-end with minimal supervision.
- Being a go-to person for junior colleagues on routine queries.
- 2
Legal Assistant / Paralegal (Commercial/Corporate)
3-4 yearsSkills to master
- Developing strong legal research skills, document review and drafting, understanding commercial contracts, and managing legal processes efficiently.
You're ready to move on when
- Demonstrating a solid understanding of commercial law and regulatory frameworks.
- Successfully managing complex document review projects or legal research tasks.
- Proactively identifying legal risks and proposing solutions to supervising lawyers.
- Excellent organisational skills and attention to detail in legal documentation.
- 3
Risk Analyst (Operational Risk/Financial Crime)
2-4 yearsSkills to master
- Understanding risk assessment methodologies, data analysis for risk identification, internal control frameworks, and regulatory reporting for risk.
You're ready to move on when
- Consistently identifying and assessing operational or financial crime risks.
- Effectively using data to support risk analysis and reporting.
- Proposing practical improvements to risk controls.
- Strong analytical and problem-solving skills applied to risk scenarios.