The pathway
How you actually get there, here
How you become one varies far more by country than what one does. This is the UK route. Most people take one of these ways in; the right one depends on where you're starting from.
- 1
Senior Manager, Internal Audit (within Financial Services)
3-5 years at Senior Manager levelSkills to master
- Managing a portfolio of complex audits, leading and developing a team of managers, presenting findings to business unit heads, contributing to the annual audit plan.
You're ready to move on when
- Consistently delivering audit programmes on time and within budget.
- Receiving strong feedback on leadership and team development.
- Demonstrating ability to influence senior business stakeholders.
- Proactively identifying and addressing systemic risks beyond individual audits.
- 2
Audit Director / Senior Manager (External Audit Firm)
5-7 years at Director/Senior Manager level in external audit, focusing on financial services clients.Skills to master
- Deep technical accounting and auditing expertise, client relationship management, leading large audit engagements, understanding regulatory expectations, managing engagement economics.
You're ready to move on when
- Proven ability to manage complex audit engagements for large financial institutions.
- Strong understanding of internal controls and SOX/ICFR requirements.
- Excellent client communication and relationship-building skills.
- Desire to transition to an in-house, strategic assurance role.
- 3
Head of Risk or Compliance (within Financial Services)
5-8 years in a senior risk or compliance leadership role.Skills to master
- Enterprise risk management frameworks, regulatory interpretation, building compliance programmes, engaging with regulators, understanding the 'Second Line' perspective.
You're ready to move on when
- Demonstrated ability to identify, assess, and mitigate enterprise-level risks.
- Strong understanding of the regulatory landscape and its impact on the business.
- Experience in presenting risk/compliance matters to senior leadership and committees.
- A desire to apply a more independent, assurance-focused lens to governance.